Thursday 28 Mar 2024
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KUALA LUMPUR (Dec 8): The Securities Commission Malaysia (SC) has updated its Investor Alert List.

In an alert on Thursday (Dec 8), the commission said the following persons/entities were added to the list:
• Potential clone entity — Interactive Brokers 9997717
• Potential clone entity — Pelaburan Phillip
• TSI Investment Malaysia / TSI Investment Amanah

The Investor Alert List contains a list of unauthorised websites, investment products, companies and individuals, including:
• Persons carrying on or holding themselves out as carrying on the following regulated activities without a licence from the SC:
 - dealing in securities,
 - dealing in derivatives,
 - fund management,
 - advising on corporate finance,
 - investment advice,
 - financial planning, and
 - dealing in private retirement schemes.
• Persons operating a recognised market without authorisation.
• Persons issuing or offering securities without approval, authorisation or recognition.
• Persons misusing the SC's logo and misrepresenting the SC.

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