KUALA LUMPUR (Dec 8): The Securities Commission Malaysia (SC) has updated its Investor Alert List.
In an alert on Thursday (Dec 8), the commission said the following persons/entities were added to the list:
• Potential clone entity — Interactive Brokers 9997717
• Potential clone entity — Pelaburan Phillip
• TSI Investment Malaysia / TSI Investment Amanah
The Investor Alert List contains a list of unauthorised websites, investment products, companies and individuals, including:
• Persons carrying on or holding themselves out as carrying on the following regulated activities without a licence from the SC:
- dealing in securities,
- dealing in derivatives,
- fund management,
- advising on corporate finance,
- investment advice,
- financial planning, and
- dealing in private retirement schemes.
• Persons operating a recognised market without authorisation.
• Persons issuing or offering securities without approval, authorisation or recognition.
• Persons misusing the SC's logo and misrepresenting the SC.